Our clients maintain accounts (individual, joint, trust, defined benefit, corporate, partnership, 529 plan, variable annuity, traditional IRA, Roth IRA, SEP IRA, and direct rollover IRA) with third-party custodians. We operate pursuant to an investment advisory contract that provides us with the limited power to manage our clients’ accounts, receive duplicate statements, and deduct fees from clients’ accounts.
Clients retain individual ownership of all securities in their own accounts.
There is no barriers to exit the advisory contract with Analytic Investment Management LLC. The contract is terminable by clients at any time. There are no forced liquidations, termination fees, back-end loads, redemption fees or other charges associated with the termination of an advisory contract with our firm.
Get Started With Fee-Based Portfolio Management Service
FINRA: Leveraged and Inverse ETFs: Specialized Products with Extra Risks for Buy-and-Hold Investors
Interactive Brokers Risk Disclosure Regarding Leveraged And Inverse Funds
Interactive Brokers Agreements and Disclosure
If you already have an Interactive Brokers brokerage account, you can simply fill out the form below to designate our firm as the new adviser, then send it to Interactive Brokers:
Or you can use the following link to open and fund your own brokerage accounts with Interactive Brokers:
Note: For Qualified Clients elect to use performance-based fee strucutre, read the following sample qualified client agreement instead: